Private Banking Investor Profile
First Name:
Last Name:
Title:
E-Mail Address:
Telephone Number:
Annual Household Income:
Answer the questions below. Your individual responses will be kept confidential. For each item, select an option. When finished, click the
Submit Quiz
button at the end of the page.
1.
What is your age?
Under 40
41-50
51-60
61 and above
2.
My Primary source of income is:
Salary and other earnings from my primary occupation
Earnings from my investment portfolio
Retirement Funds
3.
How long will it be before you need to begin withdrawing money from your investment for major purposes?
Less than 90 days
91-360 days
360 days and above
4.
Please rank the following items that suit your investment objective. 1-highest, 5-lowest
Capital Preservation
Regular Income Source
For Use After Retirement
Speculation
Short-term Gain
5.
I have cash reserve equal to 3 - 6 months expenses
Yes
No
6.
I have knowledge/experience with the following types of investments
None
Average
Extensive
Commercial Papers
Government Securities
Bonds or Bond Funds
Mutual Funds
Retirement Funds
Common Trust Funds
Equities
7.
The worst loss I would be comfortable accepting on fund is:
Less than 5%. Stability is very important to me.
5% to 10%. Modest periodic declines are acceptable.
10% to 15%. I understand that there may be losses in the short run but over the long term, higher risk investments will offer higher returns.
Over 15%. You do not get high returns without taking risks. I am looking for maximum capital gains and understand that my funds can substantially decline.
8.
If the stock market would decline by 15%, which of the following would most likely be your reaction?
I should have left the market long ago, at the first sign of trouble.
I should have substatially exited the market by now to limit my exposure.
I would still hold on to wait until the rates go up.
9.
The level of satisfaction regarding my investment performance will be determined by comparing my result against a:
Risk free environment.
Diversified stock and bond average.
Stock market average.
10.
More than half of my investments are in:
Overnight / Day trades.
Short term funds (30-180 days).
Medium term funds (180-360 days)
Long term funds (over one year)
11.
Given the following scenarios, choose the portfolio that best satisfy your personal investment philosophy.
Portfolio A
Portfolio B
Portfolio C
Portfolio D
